annex

Annex II

List of activities by type of entity

Official source ↗

Type of entity

List of activities and services

(a) credit institutions

Activities listed in Annex I to Directive 2013/36/EU and activities listed in Section A and B of Annex I to Directive 2014/65/EU

(b) payment institutions, including payment institutions exempted pursuant to Directive (EU) 2015/2366

Activities listed in Annex I to Directive (EU) 2015/2366

(c) account information service providers

Account information services as referred to in point (8) of Annex I to Directive (EU) 2015/2366

(d) electronic money institutions, including electronic money institutions exempted pursuant to Directive 2009/110/EC

Issuing electronic money in accordance with Directive 2009/110/EC and the activities listed in Annex I to Directive (EU) 2015/2366

(e) investment firms

Investment services and activities listed in Section A and B of Annex I to Directive 2014/65/EU

(f) crypto-asset service providers authorised under Regulation (EU) 2023/1114

Services and activities listed in Article 3, point (16), of Regulation (EU) 2023/1114

(g) issuers of asset-referenced tokens authorised under Regulation (EU) 2023/1114

Activities referred to in Article 16(1) of Regulation (EU) 2023/1114

(h) central securities depositories

Activities listed in Annex to Regulation (EU) No 909/2014 of the European Parliament and of the Council1

(i) central counterparties

Activity of central counterparties as defined in Article 2, point (1), of Regulation (EU) No 648/2012

(j) trading venues

Activity of trading venues as defined in Article 4(21-24), of Directive 2014/65/EU

(k) trade repositories

Activities of trade repositories as defined in Article 2, point (2), of Regulation (EU) No 648/2012 and in Article 3, point (1), of Regulation (EU) No 2015/2365 of the European Parliament and of the Council2

(l) managers of alternative investment funds

Activities listed in Article 6(4) and in Annex I to Directive 2011/61/EU of the European Parliament and of the Council3

(m) management companies

Activities listed in Article 6(3) and in Annex II to Directive 2009/65/EC of the European Parliament and of the Council4

(n) data reporting service providers

Services referred to in Article 2(1), points (34), (35) and (36), of Regulation (EU) No 600/2014 of the European Parliament and of the Council5

(o) insurance and reinsurance undertakings

Activities authorised for (i) the classes of non-life insurance as referred to in Section B of Annex I to Directive 2009/138/EC of the European Parliament and of the Council6: (ii) classes of life insurance as referred to in Annex II to that Directive: (iii) non-life reinsurance activities and (iv) life reinsurance activities as referred to in article 15(5) of that Directive.

(p) insurance intermediaries, reinsurance intermediaries and ancillary insurance intermediaries

Activities of insurance and reinsurance distribution as defined in Article 2(1), points (1) and (2), of Directive (EU) 2016/97 of the European Parliament and of the Council7

(q) institutions for occupational retirement provision

Activities of institutions for occupational retirement provision as referred to in Article 7 of Directive (EU) 2016/2341 of the European Parliament and of the Council8

(r) credit rating agencies

Activities of credit rating agencies as referred to in Article 3(1), points (a) and (b), of Regulation (EC) No 1060/2009 of the European Parliament and of the Council9

(s) administrators of critical benchmarks

Provision of benchmarks by administrators as defined in Article 3(1)(5) and 3(1)(6) of Regulation (EU) 2016/1011 of the European Parliament and of the Council, referring to critical benchmarks defined in Article 3(1), point (25), of that Regulation.

(t) crowdfunding service providers

Provision of crowdfunding services in accordance with Article 3 of Regulation (EU) 2020/1503 of the European Parliament and of the Council10

(u) securitisation repositories

Activity of securitisation repositories as defined in Article 2, point (23), of Regulation (EU) 2017/2402 of the European Parliament and of the Council11 and Article 1(4-5) of Commission Delegated Regulation (EU) 2020/123012

Non-financial entity: ICT intra-group service provider

Not applicable

Non-financial entity: Other intra-group entity

Not applicable

Non-financial entity: ICT third-party service provider

Not applicable